New FCA rules: an opportunity for wealth managers?
8 May 2024
Wealth management firms can use the new Consumer Duty rules as an opportunity to build their operational robustness and technology, through enablement software, can help, explains Rachael Rowe, RVP for Financial Services at Seismic. Britain’s Financial Conduct Authority (FCA) got tough on investment firms in December, cracking down on a practice called ‘double dipping’,...
